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Attorney
Remote / Online - Candidates ideally in
New Jersey, USA
Listed on 2026-01-27
New Jersey, USA
Listing for:
ESQ Jobs
Remote/Work from Home
position Listed on 2026-01-27
Job specializations:
-
Law/Legal
Financial Law, Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Securities Attorney
Seeking an experienced Securities Attorney to join our team. The ideal candidate will have deep expertise in public company and capital markets matters, with a strong focus on IPOs and ongoing reporting obligations. This role offers the flexibility of a fully remote work environment while engaging in sophisticated, client‑facing securities law work.
Key Responsibilities- Advise on and manage initial public offerings (IPOs), including preparation and review of registration statements (Form S-1)
- Provide counsel on ongoing public company reporting and compliance under the Securities Exchange Act of 1934
- Draft, review, and advise on periodic and current reports, including Forms 8‑K, 10‑K, and 10‑Q
- Support capital markets transactions and securities offerings from the underwriter perspective
- Advise on FINRA regulatory matters, including compliance with FINRA Rule 5110
- Serve as a key point of contact for clients, providing clear, practical legal guidance
- Collaborate with internal stakeholders, underwriters, and external counsel to ensure regulatory compliance and transaction execution
- Monitor and interpret regulatory developments impacting securities offerings and public company obligations
- Fully remote work environment with flexible scheduling
- Meaningful client‑facing responsibilities and direct client interaction
- Opportunity to work on high‑impact, complex securities transactions
- Collaborative and experienced legal team
- Competitive compensation commensurate with experience
- Juris Doctor (JD) from an accredited law school
- Admission to at least one U.S. state bar (in good standing)
- Significant experience with IPOs, including hands‑on work with Form S-1 registration statements
- Strong working knowledge of the Securities Act of 1933 and the Securities Exchange Act of 1934
- Demonstrated experience with SEC filings, including Forms 8‑K, 10‑K, and 10‑Q
- Experience representing underwriters in securities offerings
- Strong familiarity with FINRA regulations, particularly FINRA Rule 5110
- Prior experience in a law firm capital markets group, investment bank legal department, or in‑house securities role
Mid‑Senior level
Employment TypeFull‑time
Job FunctionLegal
IndustriesLegal Services
Equal Opportunity EmployerEqual opportunity employer and do not discriminate on the basis of race, color, religion, sex, gender identity or expression, sexual orientation, national origin, age, disability, veteran status, or any other characteristic protected by applicable law.
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