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Remote Regulatory Operations Analyst; SIE​/Series

Remote / Online - Candidates ideally in
Southfield, Oakland County, Michigan, 48076, USA
Listing for: TEKsystems
Remote/Work from Home position
Listed on 2026-03-08
Job specializations:
  • IT/Tech
    Data Analyst, IT Business Analyst
  • Business
    Data Analyst
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
Position: Remote Regulatory Operations Analyst (SIE/Series 99)
A leading technology services provider seeks a detail-oriented Operations Control Analyst to ensure compliance with SEC and FINRA requirements. This remote role involves monitoring operational efficiencies, supporting regulatory reporting, and collaborating with operations teams. Candidates should possess strong analytical skills, and knowledge of brokerage operations. This is a contract to hire position based in Southfield, MI with competitive pay and various employee benefits.
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