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Regional Compliance Principal - Broker-Dealer; Remote
Remote / Online - Candidates ideally in
Coos Bay, Coos County, Oregon, 97458, USA
Listed on 2026-03-13
Coos Bay, Coos County, Oregon, 97458, USA
Listing for:
Horace Mann
Remote/Work from Home
position Listed on 2026-03-13
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in Myrtle Point is seeking a Compliance Supervisor to oversee regulatory compliance for registered representatives. The ideal candidate will have 7–10 years of supervisory experience in financial services and strong knowledge of FINRA and SEC regulations.
This role offers the flexibility of remote work, opportunities for growth, and a supportive environment focused on compliance. Join us to positively impact adherence to industry regulations.
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