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Regulatory Compliance Specialist Risk Manager/Analyst

Remote Head of Compliance — SEC RIA Leader

Remote / Online - Candidates ideally in
New Brunswick, Middlesex County, New Jersey, 08933, USA
Listing for: Hoxton Wealth
Remote/Work from Home position
Listed on 2026-03-04
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 150000 - 200000 USD Yearly USD 150000.00 200000.00 YEAR
Job Description & How to Apply Below
A wealth and investment business is seeking an experienced Head of Compliance to oversee SEC regulatory integrity and risk management. This leadership role involves maintaining compliance frameworks and supporting regulatory filings. The candidate should have 5–10+ years in SEC RIA compliance, with expertise in regulatory requirements and a pragmatic approach. The position is remote, allowing flexibility while ensuring robust compliance processes are in place.
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