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Series Financial Advisor — Risk & Compliance
Remote / Online - Candidates ideally in
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listed on 2026-02-06
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for:
Mindlance
Contract, Remote/Work from Home
position Listed on 2026-02-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A brokerage firm in Charlotte, NC is seeking a candidate with a Series 7 license and over 2 years of experience in risk management and quality assurance. This 6-month contract offers a blend of onsite and remote work post-training, emphasizing analytical skills and effective communication. Candidates should thrive in a fast-paced environment and possess strong decision-making abilities. Join a diverse and inclusive company that values equal opportunity.
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