Remote Suitability Principal – Compliance & Advisory Ops
Remote / Online - Candidates ideally in
Columbia, Lexington County, South Carolina, 29228, USA
Listed on 2026-01-30
Columbia, Lexington County, South Carolina, 29228, USA
Listing for:
MassMutual
Remote/Work from Home
position Listed on 2026-01-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Consultant
Job Description & How to Apply Below
A leading financial services company is seeking a Suitability Principal in Columbia, SC. The role involves reviewing complex brokerage money movement transactions to ensure compliance and accuracy. You will educate and support financial advisors, contributing to strategic initiatives to enhance efficiency. The ideal candidate has substantial experience in the Brokerage/Advisory space and strong communication skills. This position offers a hybrid work schedule and competitive salary range between $69,000 and $90,500 annually.
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