Anti- Laundering Investigator II - List Screening Operations

Overview

List Screening Operations (LSO) performs screening, research, and disposition work for Capital One's Economic Sanctions Compliance Program related to the Office of Foreign Asset Control (OFAC). The program is established as a matter of sound banking practice and ensures compliance with federally-mandated economic sanctions against dangerous or criminal individuals, organizations, and governments who should be denied access to financial services. In addition, LSO performs screening research and disposition against various lists (e.g., Financial Crime Enforcement Network (FinCEN), Negative News, Politically Exposed Person (PEP), etc.).

LSO also supports various Anti-Money Laundering (AML) processes, which might include suspicious activity investigations, Currency Transaction Report (CTR) monitoring, customer due diligence, and enhanced due diligence or other processes.

• Manage list screening case work in a timely and efficient manner. Execute a variety of tasks in support of the conduct of investigations
• Analyze and investigate individuals who potentially match entities on various watch lists utilizing AML typologies
• Summarize, in writing, the results of investigations conducted
• Escalate cases and issues as appropriate for advanced investigation and analysis
• Build and maintain awareness of the broader context and implications of the various types of AML risks affecting the business (e.g., financial, legal, reputation)
• Assess and handle sensitive data and investigations with professional demeanor

• Level Of Supervision:
  Occasional supervision required
• Structure Level: Structures occasional tasks independently
• Typically reports to: AML Supervisor (Sr. Investigator)

• High school diploma, GED, or equivalent certification
• At least 6 months of investigative or research experience
• At least 1 year of Microsoft Office or Google Suite experience

• Bachelor's degree
• 1+ years of experience in Anti-Money Laundering (AML), Fraud, Investigations, or as an Analyst
• 6+ months of financial services industry experience
• 1+ years of experience in Investigations or Research
• ACAMS, CFE, CFCI, or other relevant certification(s) or industry-related association membership

• Are you looking for a challenging role that includes the convenience of working virtually at home? This role requires being within 50 miles driving distance from one of Capital One hubs and willing to travel as needed.
• Work From Home Technology Requirements: a secure home office, reliable internet (not via cellular hotspot), wired connectivity preferred, and minimum latency requirements for voice calls.
• Work From Home Living Requirements: candidates must live within 50 miles of a hub location and be able to come in person with minimal notice as required.

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated. Locations:
Richmond, VA;
Riverwoods, IL;
Chicago, IL;
McLean, VA;
Plano, TX;
Wilmington, DE. Actual offer amounts will be reflected in the offer letter. Capital One offers a comprehensive benefits package.

Locations and salary ranges (AML Investigator II):
Richmond, VA: $62,900 - $71,800
Riverwoods, IL: $62,900 - $71,800
Chicago, IL: $62,900 - $71,800
McLean, VA: $69,100 - $78,900
Plano, TX: $62,900 - $71,800
Wilmington, DE: $62,900 - $71,800

Candidates hired to work in other locations will be subject to the pay range for that location. This role may require travel and in-person presence as needed. Capital One is an equal opportunity employer (EOE, including disability/vet) and promotes a drug-free workplace. Capital One will consider applicants with criminal histories in accordance with applicable laws. Reasonable accommodations are available on request.

If you require an accommodation during the application process, contact Capital One Recruiting. For technical questions, contact

Capital One does not provide, endorse nor guarantee third-party products or services. Capital One Financial is made up of several entities; postings in Canada, the United Kingdom, and the Philippines refer to the respective Capital One entities.