Compliance Manager, Finance & Banking

Are you an experienced compliance professional ready to make a real impact in a dynamic financial services environment? Do you have a background in Banking/ Financial Services or Lending Services? We are looking for a permanent Compliance Manager to lead their Group compliance function. This role is situated in Bath with periodic travel to other regional offices.

• Overseeing the compliance framework, maintaining relationships with regulators like the FCA and providing vital advice to senior stakeholders including the Board and Executive Committee.
• Monthly compliance reports, submitting regulatory returns including Reg Data and FCA Connect, maintaining relationships with ICO, FLA and NACFB.
• Managing compliance monitoring, policies, GDPR, AML frameworks and complaints procedures, ensuring the company operates within regulatory parameters.
• Promoting a strong compliance culture across the business, adapting to changes, maintaining oversight including policies such as KYC, PEPs and sanctions.
• Representing the client at Senior Management meetings, providing a positive approach to key managers across the business.
• Producing annual regulatory and governance reports.
• Ensuring training is in place for employees to act within compliance guidelines and best practice is adhered to.

• Experience in a senior compliance role within an FCA regulated environment, good knowledge of regulatory reporting.
• Experience overseeing compliance monitoring, AML, GDPR, and complaints procedures.
• Ability to produce clear, insightful reports for executive and Board level.
• Strong communication skills and a practical, solutions-focused approach.

• Generous holiday allowance, life assurance, pension.
• Private medical cover & income protection.
• Discretionary bonus.
• Company social events and volunteer days.
• Home working 1-2 days per week.