Supervising Financial Analyst
North Carolina, USA
Listed on 2026-01-19
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Finance & Banking
Risk Manager/Analyst, Financial Compliance
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled culture and talent experience and our ability to be compelling to our clients. You'll find an environment that inspires and empowers you to thrive both personally and professionally.
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Risk & Regulatory Consulting, LLC
(Regulatory Insurance)
Work from home- US location
Position OverviewThe Supervising Financial Analyst will primarily perform financial analysis and regulatory consulting services on behalf of Risk & Regulatory Consulting LLC (RRC) clients, mainly state insurance departments. This position has significant opportunity for advancement as well as personal and professional growth.
Specific Duties and Responsibilities- Perform risk-focused financial analysis to assess insurer financial condition and compliance with laws and regulations
- Perform holding company system analysis and other group-supervision services
- Review insurer regulatory filings, including requests to approve acquisitions, transactions, dividends and restructurings
- Review company licensing and expansion applications
- Assist in responding to troubled-company situations
- Recommend actions to help enhance insurer solvency and ensure compliance with laws and regulations
- Prepare clear, complete, concise, and informative documents and reports
- Oversee the quality and consistency of the analytical review process, ensuring appropriate depth of analysis, thorough documentation, and timely resolution of identified issues.
- Evaluate and validate conclusions regarding insurer priority levels, recommending adjustments as necessary to ensure alignment with regulatory expectations and risk assessments.
- Assess determinations of insurer compliance with applicable state laws, regulations, and NAIC standards, ensuring accuracy and completion.
- Lead, mentor, and support RRC and client financial analysts, fostering professional development and promoting a culture of continuous improvement.
- Maintain and expand expertise in insurance regulatory matters, including statutory accounting principles, insurance laws and regulations, and evolving regulatory best practices.
- Bachelor's Degree in Accounting or Finance; MBA or other relevant advanced degree preferred
- Minimum of 7-10+ years relevant experience as a financial analyst, accountant, auditor or examiner with a state insurance department, regulatory insurance consulting firm, public accounting firm or insurance company
- Insurance industry or regulatory experience is a must
- Dynamic/flexible demeanor with exceptional client-service skills
- Strong interpersonal, presentation, analytical and analysis skills
- Self-motivation, ability to work well independently and with a sense of urgency
- Team building and development skills
- Strong ethical behavior and adherence to professional standards
- Excellent organizational skills and the ability to effectively manage multiple tasks, projects and assignments
- Strong PC skills, including experience in MS Office
- Strong written and verbal communication skills
- Ability to routinely work from home, with the flexibility to travel periodically
- Strong commitment to staff development through effective coaching, guidance, and performance oversight.
- Ability to provide clear and consistent supervision to staff analysts, ensuring timely and high-quality completion of work.
- Ability to review and evaluate the work of others with a critical eye, constructively challenging conclusions and offering actionable feedback.
- Professional designation (Accredited Financial Examiner (AFE), Certified Financial Examiner (CFE) or Certified Public Accountant (CPA))
- Experience using Team Mate
Risk & Regulatory Consulting, LLC (RRC) was formerly a business segment of RSM US LLP (formerly McGladrey) until 2012 when the separate legal entity was formed. RRC is a strategic business partner with RSM providing actuarial and insurance industry…
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