Financial Examiner - EIC
Wisconsin, USA
Listed on 2026-01-17
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Finance & Banking
Financial Compliance, Risk Manager/Analyst
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled culture and talent experience and our ability to be compelling to our clients. You'll find an environment that inspires and empowers you to thrive both personally and professionally.
There's no one like you and that's why there's nowhere like RSM.
The Financial Examiner, Examiner-In-Charge (EIC) will primarily perform financial examinations and regulatory consulting services for state insurance departments. This position has significant opportunity for advancement as well as personal and professional growth.
Specific Duties and Responsibilities- Perform risk focused financial examinations to determine solvency and compliance to statutes on behalf of Risk & Regulatory Consulting LLC insurance clients.
- Perform reviews of examination work papers and evaluate insurance company operations.
- Serve as Examiner-In-Charge on examinations of significant size and complexity.
- Ensure the integrity of the regulatory system.
- Assist with the preparation of reports, exhibits, and other supporting schedules that detail a company's solvency, condition and compliance with laws and regulations, and recommend solutions to questionable financial conditions.
- Responsible for timely submission of draft reports for review.
- Recommend/document actions to ensure compliance with laws and regulations, or to protect solvency of the company.
- Provide knowledge and guidance of insurance laws, rules, and regulations.
- Review and analyze new, proposed, or revised laws, regulations, policies, and procedures in order to interpret their meaning and determine impact to the company.
- Analyze financial operating statements, reports, and records relating to specific and overall operations of insurance companies; prepare and supervise writing of clear, complete, concise, and informative reports of financial conditions of insurance companies and health care organizations.
- Consistently enhance knowledge of principles, practices, techniques, and methods of accounting and auditing; insurance examination and regulation; insurance laws and Insurance Commissioner's rulings; and related Attorney General opinions and court decisions; insurance company practices; statistical sampling procedures; basic actuarial mathematics; principles and practice of effective supervision, insurance companies and health care organizations.
- Bachelor's Degree in Accounting or Finance; MBA and/or professional certification/s preferred.
- Minimum 10+ years' experience as a financial examiner serving as EIC on exams of significant size and complexity.
- Insurance industry experience is a must.
- Certified Financial Examiner (CFE) is a must, CPA or CPA candidate, and/or Certified Internal Auditor (CIA) or CIA Candidate a plus.
- PC skills, including experience in using software for producing presentations, spreadsheets, and project planning (skilled in Team Mate, ACL/Access, and MS Excel, Word and Power Point).
- Strong interpersonal, presentation, analytical and examination/audit skills.
- Excellent organizational skills and the ability to prioritize multiple tasks, projects and assignments using effective time management skills.
- Strong written and verbal communication skills are required.
- Dynamic/flexible demeanor with exceptional client service skills.
- Must be self-motivated, work well independently and possess a sense of urgency.
- Skilled in team building and team development.
- Work from home with flexibility to travel.
- Ability to demonstrate ethical and professional standards as outlined by the Firm.
Compensation Range: $94,400 - $178,800. Individuals selected for this role will be eligible for a discretionary bonus based on firm and individual performance.
Equal Employment OpportunityAll applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs, practices or observances; sex…
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