Senior Compliance Examiner, PCG Branch Exams; Remote
Remote / Online - Candidates ideally in
New York, New York County, New York, 10261, USA
Listed on 2026-01-27
New York, New York County, New York, 10261, USA
Listing for:
BBF Wealth
Remote/Work from Home
position Listed on 2026-01-27
Job specializations:
-
Finance & Banking
-
Education / Teaching
Job Description & How to Apply Below
Location: New York
A financial services firm in New York is seeking a Branch Examiner to conduct onsite evaluations of brokerage offices nationwide. This role involves ensuring compliance with federal regulations, documenting testing activities, and reporting findings. Candidates should have at least a Bachelor's degree and three years of licensed exam experience. The position offers a salary range of $80,000 to $95,000, with remote work options and up to 50% travel required.
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Position Requirements
10+ Years
work experience
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