Compliance Officer, Finance & Banking

Compliance Officer – Kent Location Shape the future of compliance and grow your career. This is an exciting opportunity for a compliance professional to play a pivotal role in building a culture of integrity and client-focused outcomes within a growing financial services business — with clear potential to progress into leadership and develop a team.

Why This Role?

Hybrid flexibility – enjoy a balance of office collaboration and remote working (3 days in office after probation). Influence and impact – work closely with senior stakeholders to embed compliance excellence. Career progression – opportunity to take ownership of the compliance function and grow into a leadership role. Professional development – exposure to diverse regulatory areas, from FCA Consumer Duty to Financial Crime and SM&CR.

What You’ll Do Lead thematic and client outcome reviews to drive best practice. Approve financial promotions and marketing materials for FCA compliance. Develop and update policies to keep the business ahead of regulatory change. Manage SM&CR certification processes. Investigate financial crime referrals and monitor KYC diligence. Provide clear, actionable compliance guidance across the business. Educate colleagues and champion a strong compliance culture.

Lay the foundations for a growing compliance team. What We’re Looking For

Experience:

2 years in a compliance role, ideally in Wealth Management or Financial Planning. Knowledge:
Strong understanding of FCA regulations, including Consumer Duty.

Skills:

Analytical, investigative, and able to translate complex rules into practical solutions. Mindset:
Ambitious, detail-oriented, and passionate about delivering positive client outcomes — with a drive to progress. Desirable Extras ICA or similar compliance qualification. Level 4 Diploma in Financial Planning. Knowledge of pensions.