Senior Associate, Derivatives Risk Remediation

Employer Industry: Financial Technology (Fintech)

• Competitive salary with top-tier health benefits and life insurance
• Retirement savings matching plan using employer services
• 20 vacation days per year and unlimited sick and mental health days
• Up to $1,500 per year towards wellness and professional development budgets respectively
• Work remotely with the flexibility to operate from various locations in North America
• Diverse and inclusive work environment with various Employee Resource Groups

• Execute position closures and account restrictions based on stress testing metrics to maintain exposure within guidelines
• Remediate uncovered options and short equity positions while monitoring accounts for unauthorized option strategies
• Monitor expiration and early assignment risk, serving as backup to automated remediation tools
• Coordinate with cross-functional teams on post-expiration assignments and execute liquidations of assigned short positions
• Identify policy gaps, train new associates, and establish/track SLAs for risk remediation activities

• Must hold the Canadian Securities Course (CSC) certification
• Must hold the Conduct Product Handbook (CPH) certification
• Must hold the Derivatives Fundamentals and Options Licensing Course (DFOL) certification
• Proven experience in risk management or related financial operations
• Strong analytical skills with attention to detail

• Additional certifications such as Futures Licensing Course (FLC) or Investment Dealer Supervisor Course (IDSC)
• Experience with risk remediation activities in a brokerage environment
• Familiarity with complex trading products and strategies
• Proven ability to work collaboratively in cross-functional teams
• Strong communication skills for preparing memos and presentations

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#Fintech #Risk Management #Remote Work #Diversity In Tech  #Career Growth

We are not the EOR (Employer of Record) for this position. Our role in this specific opportunity is to connect outstanding candidates with a top-tier employer.