Remote Compliance Supervision Specialist

Accountabilities

• Evaluate the strength of supervision and develop action plans for improvement.
• Act as a designee on supervision objectives for the branch.
• Provide ongoing supervision education to assigned branch/portfolio.
• Support and guide branch employees on supervision issues.
• Conduct independent analysis and resolve strategic issues.
• Support execution of strategic initiatives in collaboration with stakeholders.
• Perform reviews of accounts and transactions for compliance.
• Act as an escalation point for supervision issues.
• Manage registration requirements as mandated by regulators.

• 4 - 6 years of relevant experience in compliance or supervision.
• In-depth knowledge of supervision and industry regulations.
• Must meet Supervisor licensing requirements under CIRO rules.
• Preferred:
  Chartered Investment Manager (CIM) or Chartered Financial Analyst (CFA) designation.
• Strong verbal and written communication skills.
• Collaborative team player with analytical and problem-solving skills.
• Data-driven decision-making capabilities.

• Competitive salary range: $52,300.00 - $96,600.00.
• Opportunity for performance-based incentives and bonuses.
• Health insurance and accident/life insurance options.
• Tuition reimbursement for continued education.
• Retirement savings plans.
• Work in an inclusive and equitable environment.

We appreciate your interest and wish you the best!