IFA T and C Compliance Manager Hybrid or WFH

Formed in the 1980’s to provide independent wealth management advice and a bespoke service for both individual and corporate clients around the world due to continued success in delivering bespoke Wealth Management solutions to their expanding client base, require an Experienced T & C Manager/Officer for their office in Surrey where you will be working with approx 30 Chartered Advisers.

The role can be WFH or Hybrid.

• Experience of T&C within a financial services environment.
• Good knowledge of FCA TC and Certification Regime requirements.
• Proven communication, analytical and interpretation skills.
• Ability to communicate at all levels.
• Report writing skills.

• To provide professional Training and Competence (T&C) administrative support.
• Assist with the administration of the initial Competence and Capability assessment of all new Certificated staff.
• The T&C Officer maintains the T&C schemes and T&C procedures to ensure they are effective and meet all regulatory requirements.
• The T&C scheme and procedures are audited annually by the Training and Competence Officer and independently by the Head of Compliance.

Apply on-line or contact Cameron James

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