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Financial Services Financial Compliance

Senior Branch Compliance Examiner — Remote Eligible

Remote / Online - Candidates ideally in
Atlanta, Fulton County, Georgia, 30383, USA
Listing for: Advisor Group
Remote/Work from Home position
Listed on 2026-01-01
Job specializations:
  • Finance & Banking
    Financial Services, Financial Compliance
Job Description & How to Apply Below
A leading financial services company is seeking a Senior Branch Office Examiner in Atlanta, GA to oversee compliance and guide branch examinations. The role requires strong expertise in the brokerage business and financial regulations. Candidates should have 5+ years of experience and hold FINRA Series 7 and 24 licenses. The successful candidate will conduct exams, travel, and mentor junior staff, ensuring adherence to compliance regulations.
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Position Requirements
10+ Years work experience
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