Senior Branch Office Compliance Examiner; Remote
Remote / Online - Candidates ideally in
Scottsdale, Maricopa County, Arizona, 85261, USA
Listed on 2026-01-12
Scottsdale, Maricopa County, Arizona, 85261, USA
Listing for:
Advisor Group
Remote/Work from Home
position Listed on 2026-01-12
Job specializations:
-
Finance & Banking
Financial Compliance, Financial Services, Accounting & Finance
Job Description & How to Apply Below
A leading financial services organization is seeking a Senior Branch Office Examiner to oversee compliance in its Branch Exam department. You will conduct up to 120 exams annually, ensuring adherence to regulations while mentoring junior team members. Required qualifications include over 5 years of compliance experience and necessary FINRA licenses. The role offers competitive compensation of $74,000 - $80,000, plus additional benefits, and supports remote applicants.
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Position Requirements
10+ Years
work experience
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