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Regulatory Compliance Specialist Risk Manager/Analyst

Remote Compliance Specialist: Reg BI & Brokerage Oversight

Remote / Online - Candidates ideally in
Santa Barbara, Santa Barbara County, California, 93190, USA
Listing for: World Insurance Associates, LLC.
Remote/Work from Home position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 75000 - 90000 USD Yearly USD 75000.00 90000.00 YEAR
Job Description & How to Apply Below
A financial services firm is seeking an experienced compliance professional in Santa Barbara, CA. You will manage compliance reporting, support financial representatives, and ensure regulatory adherence. Candidates need a Bachelor's degree, at least two years of relevant experience, and compliance-related licenses. The position offers a competitive salary range of $75,000-$90,000 and a bonus program, along with various perks like health insurance and 401(k) matching.
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