Ethics Office Program Governance Analyst

Ethics Office Program Governance Analyst

Join to apply for the Ethics Office Program Governance Analyst role at SMBC Group

SMBC Group is a top-tier global financial group headquartered in Tokyo with a 400‑year history. It offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group operates in nearly 40 countries with more than 80,000 employees worldwide.

In the Americas, SMBC Group’s presence includes the United States, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Its operating companies in the region include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.

Anticipated salary range: $72,000.00–$87,000.00, with potential eligibility for an annual discretionary incentive award. SMBC offers a competitive benefits portfolio along with a hybrid workforce model that allows employees to work from home or an SMBC office, provided they live within a reasonable commuting distance.

The Ethics Office within the SMBC Americas Division Compliance Department seeks a Program Governance Analyst. This analyst supports all teams across the Ethics Office, including the Conduct Management Program, Compliance Culture Program, and Employee Compliance Program. The analyst works closely with subject‑matter experts, compliance officers, and technology colleagues and should have familiarity with financial services and a willingness to learn.

• Contribute to the development of content supporting key components of the Ethics Governance program.
• Perform periodic data collection and reporting of metrics and risk indicators to measure Ethics Program effectiveness.
• Produce relevant reporting for senior management and committees.
• Work with stakeholders across the Americas Division.
• Conduct policy and procedure gap analysis.
• Other duties as required.

• Bachelor’s Degree required.
• Approximately 1–3 years of experience in the financial services field.
• Demonstrate sound judgment and a desire to deliver a quality, meaningful work product efficiently.
• Proactive, self‑starter comfortable developing new programs and enhancing existing programs.
• Strong analytical skills, including experience using PowerPoint, Excel, and other tools to produce reports and manage data.
• Excellent written and verbal communication skills.
• Energetic, eager to learn new skills, and interested in expanding knowledge of compliance topics.

SMBC provides reasonable accommodations during candidacy for applicants with disabilities in accordance with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at

Not Applicable

Full‑time

Administrative

Banking, Financial Services, IT Services, and IT Consulting