Senior Compliance Officer

# Business Unit:

Compliance, Risk and Internal Audit# # Reporting To:

Compliance Manager# #

Shift: APAC (7:00 am - 4:00 pm IST) (India)# About Russell Investments, Mumbai:

Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Building on an 89-year legacy of continuous innovation to deliver exceptional value to clients, Russell Investments works every day to improve the financial security of its clients. The firm is “Top 12 Ranked Consultant )” in P&I survey 2024 with $906 billion in assets under advisement (as of December 31, 2024) and $331.9 billion in assets under management (as of March 31, 2025) for clients in 30 countries.

Headquartered in Seattle, Washington in the United States, Russell Investments has offices around the world, including London, New York, Toronto, Sydney, Tokyo, Shanghai – and has opened a new office in Mumbai, India in June 2023.Joining the Mumbai office is an incredible opportunity to work closely with global stakeholders to support the technology and infrastructure that drives the investment and trading processes of a globally recognized asset management firm.

Be part of the team based out of Goregaon (East) and contribute to the foundation and culture of the firm’s growing operations in India. The Mumbai office operates with varying shifts to accommodate time zones around the world.

For more information, please visit .#

Job Description:

Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Building on an 87-year legacy of continuous innovation to deliver exceptional value to clients, Russell Investments works every day to improve the financial security of its clients. The firm is the world’s sixth-largest investment adviser, with $1 trillion in assets under advisement (as of June 30, 2022) and $288.3 billion in assets under management (as of March 31, 2023) for clients in 30 countries.

Headquartered in Seattle, Washington in the United States, Russell Investments has offices around the world, including London, New York, Toronto, Sydney, Tokyo, Shanghai – and has opened a new office in Mumbai, India in June 2023.Joining the new Mumbai office is an incredible opportunity to work closely with global stakeholders to support the technology and infrastructure that drives the investment and trading processes of a globally recognized asset management firm.

Be one of the first to join this new team based out of Goregaon (East) in Mumbai and be a part of creating the foundation and culture for the firm’s growing operations in India.  The Mumbai office operates 5-days a week from Monday to Friday with varying shifts to accommodate time zones around the world.

For more information, please visit .
** Role Summary
** You will work from Mumbai to support the Australian and New Zealand (ANZ) Compliance team, by providing compliance services to Russell Investments’ ANZ funds management and superannuation (pension fund) businesses.  Core ordinary hours required to be worked are 8.00am to 5.00pm IST, Monday to Friday.
** Years of Experience
** Minimum of 5 years’ experience in the regulatory compliance function of a global firm in the financial services/asset management/pension fund industry.
** Qualifications
* ** Minimum of 5 years’ experience in the regulatory compliance function of a global firm in the financial services/asset management/pension fund industry.
* Ideally you have had exposure to fund administration, investment compliance and a good understanding of the business of investment/fund management, financial products and services.
* Knowledge of financial services laws and regulations, corporate governance and good compliance culture.
* Strong English language proficiency
** Responsibilities
* ** Develop understanding of the products, services and business line functions that need to be the subject of…