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Remote RIA Compliance Consultant — Own Client Book

Remote / Online - Candidates ideally in
Denver, Denver County, Colorado, 80285, USA
Listing for: True West
Remote/Work from Home position
Listed on 2026-01-25
Job specializations:
  • Business
    Regulatory Compliance Specialist, Business Law
  • Law/Legal
    Regulatory Compliance Specialist, Business Law
Job Description & How to Apply Below
Position: Remote RIA Compliance Consultant — Own Your Client Book
A compliance consulting firm is seeking an experienced RIA Compliance Consultant to lead client relationships and manage SEC compliance services. The ideal candidate has over 5 years of experience in RIA compliance, strong communication skills, and a client-first mindset.

This role offers remote work flexibility and opportunities for business development within a growing firm that values team input and growth contributions. Benefits include comprehensive insurance and generous paid time off.
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