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Regulatory Compliance Specialist

Senior Broker-Dealer Compliance Manager

Job in Oklahoma City, Oklahoma County, Oklahoma, 73116, USA
Listing for: Coinbase
Full Time position
Listed on 2026-02-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 162010 - 190600 USD Yearly USD 162010.00 190600.00 YEAR
Job Description & How to Apply Below
A global technology firm located in Oklahoma City is seeking a Senior Compliance Officer to oversee compliance for its Capital Markets division. This role requires 7+ years working in retail broker-dealer compliance, expertise in FINRA regulations, and a proactive approach to compliance management. Candidates should thrive in a fast-paced environment and possess strong knowledge of compliance frameworks. The position offers a competitive salary range of $162,010—$190,600 with additional bonuses and equity options.
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Position Requirements
10+ Years work experience
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