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Securities Compliance Examiner

Job in Oklahoma City, Oklahoma County, Oklahoma, 73116, USA
Listing for: Oklahoma Watch Inc.
Full Time position
Listed on 2026-01-19
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 75000 USD Yearly USD 75000.00 YEAR
Job Description & How to Apply Below
A state regulatory agency is seeking an Examiner responsible for conducting compliance examinations of broker-dealer and investment-adviser firms. Candidates should have a bachelor’s degree in business, accounting, finance or a related field and possess strong interpersonal and writing skills. The role requires travel for inspections and offers a salary of $75,000 annually. This is a full-time position that emphasizes adherence to securities regulations.
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