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Financial Services Regulatory Compliance Specialist

Hybrid Compliance Surveillance Analyst | Financial Services

Job in Oakdale, Washington County, Minnesota, USA
Listing for: Advisor Group
Full Time position
Listed on 2026-03-09
Job specializations:
  • Finance & Banking
    Financial Services, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A financial services firm seeks a Compliance Surveillance Analyst in Oakdale. This full-time role involves monitoring trading activities, investigating compliance violations, and ensuring adherence to industry regulations. Candidates should possess strong analytical skills, written communication abilities, and knowledge of brokerage products. A Bachelor’s degree is preferred, and experience in compliance is required. The compensation is competitive with additional benefits, requiring a hybrid work model.
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