Compliance Assurance Business Partner - Principal Associate

Nottingham Trent House (95002), United Kingdom, Nottingham, Nottinghamshire Compliance Assurance Business Partner - Principal Associate
**** About this role
**** We’re looking to recruit a Compliance Assurance Business Partner. In this role you would  be responsible for a diverse range of areas that will support First Line risk owners in understanding compliance risks within their Business Areas and processes, and promote improvements in the quality of associated compliance controls and the delivery of good customer outcomes. The Compliance Testing and Assurance team is a trusted partner that provides effective challenge to ensure our business can deliver on their objectives.

As a Compliance Assurance Business Partner, your role will require excellent communication and interpersonal skills, superb integrative thinking and problem solving, and a desire to help the business effectively manage compliance risk so we can deliver on our strategy.

If you have a passion for using risk management as a competitive advantage to drive tangible improvements in the understanding and managing of compliance risk, whilst raising awareness of external factors across the industry to build into our decision making, then our Compliance Assurance Business Partner role could be the opportunity you’ve been looking for.
**** What you’ll do
**** Advise and partner with associates across the UK Business to ensure we can successfully deliver our business strategy while meeting our internal and external obligations in how we manage our compliance risks. You will do this by:
* Partnering with the business to ensure they are aware of their Legal and Regulatory obligations and understand internal policy expectations to enable them to effectively control for them
* Leading on key risk assessment activity, with a compliance lens, such as Process Level Assessments and Risk & Control Self Assessments. You will provide challenge on compliance risk and mitigating control suites
* Conducting regulatory reviews on key pieces of regulation such as GDPR and Consumer Duty to ensure that compliance risk is regularly reassessed and that business partners fully understand their obligations and how to effectively control for the risk
* Partnering with key stakeholders in the UK Legal department to support the team and the wider business in interpreting and understanding the compliance obligations the UK business faces
* Building and maintaining collaborative relationships with business stakeholders in order to influence decisions and aid themin understanding their compliance risks
**** What we’re looking for
***** A skilled risk professional  experience working within financial services.
* Extensive compliance knowledge of  FCA, CCA, GDPR and marketing regulations and applying these to a financial organisation
* Understanding of what good outcomes are for customers and how to assess these
* Experience of leading or undertaking risk and control assessments and providing effective assurance and challenge to a wide range of stakeholders across different business functions.
* A problem solver that can identify and recommend solutions to improve our control suites, mitigation activities and operational processes
* An ability to build trusted relationships with stakeholders across the business
* Effective at managing competing priorities, with a strong focus on delivering results in conjunction with considering the needs of the team
* You already hold or are interested in working towards a relevant ICA or IRM qualification (e.g. ICA Certificate in Compliance or IRM Certificate in Risk Management)
We are committed to creating a level playing field and seek to create teams that are representative of our customers and the communities we serve.  We’d love to hear from you if you identify with a typically under-represented group in our industry and are particularly keen to hear from women, the LGBTQ+ community and ethnic minority candidates.
**** Where and how you'll work
****** This is a permanent position and based in our Nottingham offices.
** Our hybrid working model offers you the flexibility to work from our offices and from home, when you need to but our…