Legal Compliance Specialist

Overview

I am working with a reputable LEXCEL accredited firm who have impressive growth over the last 5 years. As part of further growth plans, they seek a compliance specialist to join a growing business support team. This role will see you working closely with the COLP and Practice Manager where you will have responsibility on the day to day and annual compliance matters.

You will develop a presence at all offices to support the firm and staff in understanding how they can work in a risk free and compliant manner.

• Ensure day-to-day and annual compliance matters are managed in line with regulatory requirements.
• Compliance areas: SRA, Lexcel, GDPR, Health & Safety, Anti-Money Laundering.
• Review and drafting policy.
• Auditing and reporting and regulatory risk assessments.
• Updating the library and maintaining registers.
• Reporting on risk and making recommendations.
• Training staff on compliance requirements.
• Claims and complaints handling.

• Experience in compliance and understanding of the legal profession.
• Experience with SRA, Lexcel, GDPR, Health & Safety, and Anti-Money Laundering compliance.

• Seniority level:
  Associate
• Employment type:
  
  Full-time

The firm offers hybrid working options and operates across multiple offices.

Applications to:
Kingsley /  /  /