Chief Compliance & Regulatory Risk Leader

A compliance-oriented financial firm in Newton, Massachusetts is seeking a seasoned compliance officer with a minimum of 15 years of experience in broker-dealer and investment advisor compliance. The role encompasses advising management on regulatory initiatives, overseeing compliance trainings, and managing a team of compliance professionals. Candidates should possess strong knowledge of securities regulations and be willing to obtain necessary securities licenses.

This position offers a dynamic work environment and requires exceptional negotiation and relationship management skills.
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