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Regulatory Compliance Specialist

VP, Compliance & ERISA Lead – Global Investment Advisers

Job in Newport Beach, Orange County, California, 92659, USA
Listing for: LGBT Great
Full Time position
Listed on 2026-02-01
Job specializations:
  • Management
    Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 137500 - 195000 USD Yearly USD 137500.00 195000.00 YEAR
Job Description & How to Apply Below
A leading investment management firm in Newport Beach is seeking a seasoned Vice President, Compliance Officer to ensure compliance with U.S. regulations, particularly ERISA. The role emphasizes managing compliance programs, providing regulatory guidance, and enhancing internal policies. Candidates must have at least 8 years of experience, regulatory expertise, and strong communication skills. This full-time position offers a competitive salary range of $137,500 to $195,000.
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