Financial Advice Quality Assurance Specialist
Job in
Newcastle upon Tyne, Newcastle, Tyne and Wear, SY7, England, UK
Listed on 2026-01-22
Listing for:
Lime People Search & Select Ltd
Full Time
position Listed on 2026-01-22
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Consultant
Job Description & How to Apply Below
A leading Financial Planning firm in the UK is seeking a Business / Quality Assessor to ensure compliance in Financial Advice cases. The role involves assessing the suitability of advice, checking client information, providing feedback on advice, and supporting team members to improve reporting standards. Ideal candidates will have years of experience in Financial Advice, with a Level 4 Diploma qualification.
This position offers a competitive salary and a robust benefits structure.
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