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Risk Manager/Analyst Regulatory Compliance Specialist

Fixed Income Compliance Manager — Trade Surveillance Lead

Job in Newark, Essex County, New Jersey, 07175, USA
Listing for: Prudential Annuities Distributors (PAD)
Full Time position
Listed on 2026-03-13
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Regulatory Compliance Specialist
  • Management
    Risk Manager/Analyst, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm based in Newark, NJ, is seeking a Compliance Manager to oversee compliance operations for Fixed Income Trading. The role requires over 5 years of compliance experience and involves managing a team responsible for trade surveillance and regulatory inquiries. The successful candidate will ensure adherence to policies and collaborate with investment teams for trade-related matters. Benefits include competitive salaries, bonuses, health insurance, and wellness programs.
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