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Strategic Supervisory Director: Wealth Management & Compliance
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-19
Listing for:
JPMorgan Chase & Co.
Full Time
position Listed on 2026-01-19
Job specializations:
-
Management
Wealth Management, Risk Manager/Analyst
Job Description & How to Apply Below
A leading financial institution is seeking a Supervisory Director to lead strategies and support project management within their Wealth Management division. This role requires over 10 years of experience in securities and investment, along with strong management and communication skills. The successful candidate will oversee Registered Principals, ensuring compliance and enhancing the client experience. Candidates must hold necessary FINRA licenses and possess a deep understanding of advisory services.
This is a pivotal role impacting the firm’s success and client satisfaction.
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