Deputy Chief Compliance Officer

Overview

Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing the policies, procedures and testing of our client’s compliance program. Successful candidates can expect to grow quickly and advance in responsibility and title.

$/yr - $/yr

• Compliance Leadership:
  Dive into the firm’s policies and procedures and make suggestions to enhance the documentation of procedures and testing of reports
• Develop and deliver compliance training programs for employees to ensure understanding of compliance policies and procedures
• Foster a culture of excellence, teamwork, and continuous improvement
• Policy and Procedures:
  Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards
• Stay up to date with evolving regulations and industry trends, and proactively adapt the compliance program as needed
• Regulatory Filings:
  Conduct ongoing monitoring to determine regulatory filing requirements and coordinate with operations, technology, outside counsel, and compliance consultants; develop processes and tools to improve the framework
• Marketing:
  Work with internal teams and outside counsel to create procedures for organizing and updating marketing guidelines for various jurisdictions
• At least 10 years experience at multi-strategy hedge fund
• In-depth knowledge of compliance requirements applicable to SEC registered investment advisers
• Significant experience in drafting policies, procedures, and memorandums; ability to draft independently
• Willingness to be hands-on and pro-actively offer solutions; comfortable with technology and data
• Team player and self-starter who thrives in a fast-paced environment; able to remain calm under pressure
• Outstanding communication skills, both written and verbal

• At least 10 years of experience in a compliance role within a multi-strategy hedge fund
• Strong knowledge of SEC registered investment adviser compliance requirements
• Proven ability to draft policies, procedures, and memorandums
• Hands-on, proactive problem-solver with comfort in technology and data
• Strong communication and interpersonal skills

• Seniority level:
  Executive
• Employment type:
  
  Full-time
• Job function:
  Legal