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Senior Legal & Compliance Associate — Fintech
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-04
Listing for:
Savvy Wealth, Inc.
Full Time
position Listed on 2026-02-04
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist, Financial Law
Job Description & How to Apply Below
Location: New York
A leading wealth management firm in New York seeks a Legal & Compliance Senior Associate to manage contracts, compliance monitoring, and regulatory obligations. The ideal candidate will have 5–8 years of experience in legal or compliance roles, particularly within the Registered Investment Advisor space, and possess a strong familiarity with SEC requirements.
This role offers a competitive salary, equity package, and excellent benefits including unlimited PTO and access to comprehensive healthcare plans.
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Position Requirements
10+ Years
work experience
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