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Senior VP, Wealth Advisory Compliance Attorney; Act
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-01
Listing for:
Wolfe Research, LLC
Full Time
position Listed on 2026-02-01
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist, Financial Law
Job Description & How to Apply Below
Location: New York
A premier research firm is seeking a Wealth Advisory Asset Management Compliance Attorney (40 Act Focus) in New York. The role involves providing legal counsel, drafting agreements, and ensuring compliance with SEC regulations. Candidates should possess a J.D. and 5-8 years of legal experience with strong regulatory knowledge. Compensation includes a competitive base salary and benefits, fostering an inclusive and diverse workplace environment.
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Position Requirements
10+ Years
work experience
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