×
Register Here to Apply for Jobs or Post Jobs. X

Associate, Financial Services Regulatory

Job in New York, New York County, New York, 10261, USA
Listing for: Page Executive
Full Time position
Listed on 2026-01-29
Job specializations:
  • Law/Legal
    Financial Law, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 225000 - 435000 USD Yearly USD 225000.00 435000.00 YEAR
Job Description & How to Apply Below
Location: New York

We are seeking an Associate specializing in Financial Services Regulatory within the Professional Services industry. This role requires a dedicated individual with a strong legal background to provide expert counsel on regulatory matters.

The firm is a global, industry‑leading law practice with a strong reputation for excellence across major financial markets. With offices worldwide, it delivers integrated legal advice on high‑stakes matters that shape industries. The culture emphasizes professional growth, collaboration, and high‑quality work, offering exceptional opportunities for ambitious legal professionals.

Description
  • Provide comprehensive legal advice on financial services regulatory matters.
  • Assist clients in navigating compliance issues and regulatory frameworks.
  • Draft, review, and negotiate complex legal documents and agreements.
  • Conduct in-depth legal research to support client cases and projects.
  • Collaborate with cross-functional teams to address regulatory challenges.
  • Stay updated on changes in financial regulations and advise clients accordingly.
  • Develop and maintain strong client relationships through effective communication.
  • Support senior attorneys in high-profile cases and initiatives.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans, and all other qualified applicants.

Profile

A successful candidate should have:

  • 5-7 years of broker‑dealer regulatory experience.
  • Strong academic credentials and prior major law firm experience.
  • JD (or equivalent) and admission to a U.S. bar, or ability to become admitted.
  • Excellent analytical, research, and writing skills.
  • Ability to manage competing deadlines and perform under pressure.
  • Ideal class years: .
Job Offer
  • Competitive base salary range of $225,000-$435,000, depending on JD year.
  • Discretionary bonus and comprehensive benefits package.
  • Health, life, accident, and disability insurance.
  • Paid leave and 401(k) plan.
  • Access to high‑quality training, development programs, and an inclusive, supportive culture.
  • Opportunities to work on market‑shaping financial regulatory matter.

Page Group USA is acting as an Employment Agency in relation to this vacancy.

#J-18808-Ljbffr
Position Requirements
10+ Years work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
 
 
 
Search for further Jobs Here:
(Try combinations for better Results! Or enter less keywords for broader Results)
Location
Increase/decrease your Search Radius (miles)

Job Posting Language
Employment Category
Education (minimum level)
Filters
Education Level
Experience Level (years)
Posted in last:
Salary