VP, Regulatory Technology – Control Room

An investment bank located in Midtown Manhattan looking to bring on board a “VP, Regulatory Technology – Control Room” to join their team. This role is currently on a hybrid schedule (4 days in office / week).

Responsibilities:

• Design and implement a comprehensive global Control Room program to meet regulatory requirements.
• Build strong partnerships with business units, global surveillance, corporate investment banking, global markets, and compliance teams to align technology solutions with their needs.
• Define and execute technology strategies that support broader organizational objectives.
• Collaborate with vendors (e.g., Behavox, Smarsh, Theta Lake) to integrate innovative, best-in-class solutions.
• Provide overall technology leadership, setting direction and vision for delivery teams.
• Lead and mentor a team of developers, architects, engineers, and QA professionals, offering technical guidance and support.
• Ensure compliance with technical standards, security protocols, and industry best practices.
• Coordinate with cross-functional technology teams to ensure seamless integration across platforms and systems.
• Evaluate emerging technologies and industry trends to drive innovation and recommend adoption where appropriate.
• Champion continuous improvement efforts to streamline processes and enhance operational efficiency.
• Oversee project timelines, budgets, and resource allocations, proactively managing risks and issues.
• Stay informed on regulatory changes, market developments, and trends impacting compliance technology.
• Lead data strategy initiatives, focusing on data quality, governance, and regulatory compliance.
• Promote agile methodologies and foster a culture of innovation, collaboration, and accountability.