Senior Settlement System Support Specialist, AVP

Overview

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.

We are seeking an AVP settlement system support specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. This role requires deep expertise in trade flows, securities processing, cash management, and settlement across platforms such as Broadridge BPSA, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO, GLOSS, Loanet, and Equi Lend. The ideal candidate will lead technical issue resolution, support vendor upgrades and disaster recovery testing, and drive automation and integration initiatives.

You will collaborate with IT, vendors, and business stakeholders to optimize workflows, maintain data integrity, and ensure regulatory compliance. Strong analytical, troubleshooting, and communication skills are essential, along with the ability to translate complex technical concepts into actionable guidance for operations staff. This specialist will ensure settlement processes run efficiently, reliably, and in alignment with evolving industry standards.

• Provide front-line support for Broadridge BPSA, including trade processing, settlement workflows, books & records, and end-of-day processes.
• Monitor system performance and proactively address issues impacting operational efficiency or regulatory reporting.
• Perform daily batch job monitoring, file transmission oversight, and reconciliation of key data feeds (DTC, NSCC, clearing files, etc.).
• Partner with Operations to troubleshoot exceptions and resolve breaks in trade, settlement, and customer account activity.
• Work with Technology teams to support system upgrades, patches, release testing, and environment management.
• Assist in onboarding new products, workflows, and regulatory requirements as they relate to BPSA functionality.
• Coordinate with Broadridge support when vendor escalation is required, track and document issue resolutions.
• Maintain system documentation, runbooks, data flow diagrams, and operational procedures.
• Support user access management, entitlements, and compliance controls.
• Participate in disaster recovery testing, operational readiness checks, and incident management processes.

• 5+ years of experience in a broker-dealer, clearing, or financial services operations/technology role.
• Hands-on experience with Broadridge BPSA, including knowledge of key modules (trade processing, settlements, P&S, books & records, cost basis, corporate actions, etc.).
• Strong understanding of US securities trade lifecycle: order → execution → clearing → settlement → custody.
• Familiarity with industry utilities such as DTC, NSCC, OCC, and standard clearing file formats.
• Excellent communication and problem-solving skills; ability to support both technical and non-technical users.

• SQL or basic database querying
• Unix/Linux command line
• Batch job scheduling tools (Autosys, Control-M, etc.)
• File transfer platforms (SFTP, NDM)

• Deep expertise in trade flows, securities processing, cash management, and settlement
• Proficiency in settlement platforms:
  Broadridge BPSA, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO, GLOSS, Loanet, Equi Lend
• Understanding of…