Wealth Mgmt Ops & Compliance Specialist
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-14
Listing for:
Compunnel Inc.
Contract
position Listed on 2026-03-14
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
Location: New York
A financial services company in New York is seeking a candidate to support Wealth Management Operations with Low Priced Securities transactions. Responsibilities include conducting due diligence, providing training to Financial Advisors, and ensuring compliance with regulations. Ideal candidates will have knowledge of AML, KYC, and LPS compliance policies. The position offers a contract duration of 12 months with working hours from 9 AM to 5 PM, Monday to Friday.
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