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Hybrid Investment Compliance Associate | Trading & Ethics Oversight
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-06
Listing for:
Atlantic Group
Full Time
position Listed on 2026-03-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading recruitment agency is seeking a Compliance Associate in New York, NY. This hybrid role involves overseeing personal trading monitoring and compliance testing while working closely with Legal and Compliance leadership. The ideal candidate should have 2-4 years of experience in investment adviser compliance with a strong grasp of regulatory requirements. The position offers a competitive salary and the opportunity to contribute to a significant compliance framework.
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Position Requirements
10+ Years
work experience
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