Hybrid Compliance Associate — Trading & Ethics Oversight
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-05
Listing for:
Atlantic Group
Full Time
position Listed on 2026-03-05
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A financial services firm is seeking a Compliance Associate for a hybrid position in New York, NY. The role involves supporting trading compliance, managing personal trading monitoring, and overseeing regulatory filings. Candidates should possess a Bachelor’s degree, 2-4 years of compliance experience in investment management, and be skilled in tools like My Compliance Office and Global Relay. Strong organizational and communication skills are essential for success.
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Position Requirements
10+ Years
work experience
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