Senior Investment Compliance Analyst — Surveillance & Filings
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-12
Listing for:
Atlantic Group
Full Time
position Listed on 2026-03-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A financial services firm is seeking a Senior Compliance Analyst in New York, NY. This role involves ensuring regulatory compliance across multi-asset investment platforms, conducting surveillance, and supporting compliance testing. Candidates should have 5-8 years of compliance experience and a Bachelor's degree in a relevant field. Strong analytical skills and experience with compliance monitoring tools like Global Relay are essential.
The position offers a hybrid work schedule and competitive compensation.
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Position Requirements
10+ Years
work experience
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