Hybrid Associate, Regulatory Compliance; Alternative Assets
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-02
Listing for:
IQ-EQ Group
Full Time
position Listed on 2026-03-02
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
Location: New York
A leading Investor Services group is looking for an Associate in Regulatory Compliance to support investment adviser clients in meeting SEC rules. This role requires monitoring and maintaining compliance programs, drafting policies, and analyzing trading practices. Ideal candidates should possess a Bachelor's degree and strong analytical skills, particularly in Excel. With competitive salary ranging from $63,000 to $72,000, we offer a comprehensive benefits package that ensures work-life balance and professional growth.
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Position Requirements
10+ Years
work experience
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