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VP Compliance: Fixed Income Regulatory Advisory
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-01
Listing for:
Madison-Davis, LLC
Full Time
position Listed on 2026-03-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading advisory firm is seeking a regulatory compliance advisor in New York. This role involves providing real-time advisory services to the Credit business and ensuring compliance with regulations. Candidates should have strong knowledge of securities laws, experience in regulatory training, and excellent communication skills. The position requires building relationships with federal and state regulators while supporting compliance monitoring and risk assessment efforts.
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