Buy-Side Compliance Lead — AML & Automation
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-28
Listing for:
Atlas Search
Full Time
position Listed on 2026-02-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A financial services firm in New York is seeking an experienced Compliance Officer to enhance its compliance function. Responsibilities include developing policies, coordinating global AML initiatives, and fostering compliance innovation. Ideal candidates should have 3-7 years of experience in financial services, a strong grasp of broker-dealer regulations, and exemplary communication skills. Familiarity with SQL or Python is advantageous. This is a dynamic role suited for self-starters looking to collaborate across teams.
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