Equities Compliance Associate — Surveillance & Risk; Korea
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-28
Listing for:
Goldman Sachs Group, Inc.
Full Time
position Listed on 2026-02-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Corporate Finance
Job Description & How to Apply Below
Location: New York
A global investment banking firm in New York is seeking an experienced Compliance professional to support equities sales and trading operations. The role involves conducting trade surveillances, compliance training, and regulatory reporting. Ideal candidates will have at least 3 years in the financial sector, strong analytical skills, and fluency in both Korean and English. This position offers a collaborative work environment and comprehensive support for personal and professional growth.
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Position Requirements
10+ Years
work experience
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