More jobs:
Senior US Broker-Dealer Compliance Leader
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-27
Listing for:
Wise
Full Time
position Listed on 2026-02-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime
Job Description & How to Apply Below
A global financial services provider is hiring a Senior Compliance Manager to oversee the compliance program for their US broker-dealer license. The role involves developing compliance frameworks, managing regulatory inquiries, and producing compliance reports. Ideal candidates will have over 8 years of relevant experience, specific FINRA and SEC knowledge, and necessary certifications. This position offers an opportunity to contribute to a diverse, inclusive team committed to innovative financial solutions.
#J-18808-Ljbffr
Position Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×