Broker-Dealer FinOps EVP | Hybrid NYC | RegulatoryAudits
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-15
Listing for:
Selby Jennings
Full Time
position Listed on 2026-02-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in New York City is seeking an experienced EVP of Finance & Operations. This role will oversee brokerage operations, manage financial reporting and ensure regulatory compliance. The ideal candidate will have over 10 years of experience as a Fin Op in a broker dealer environment and a bachelor's degree in finance or accounting, preferably with a CPA.
The position offers a hybrid work model and a chance to lead operational initiatives.
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