Chief Compliance Officer

Location: NYC (3months onsite and later it would be hybrid)

Duration:
Full time role

Language:
Spanish

Requirements:

• Oversee the effective management and ongoing maintenance of all the Bank’s compliance programs including AML and OFAC.
• Advise and assist the Bank's management in developing and implementing policies, procedures and controls for AML and other applicable regulations.
• Maintain and refine all the Branch’s compliance programs (BNA Compliance Manual, BSA/AML/OFAC Policies and Procedures Program, Code of Conduct, etc.).
• Responsible of the Corporate Compliance Program - To oversee the Branch’s compliance with banking laws, regulations, FFIEC and the bank’s policies and procedures.
• Prepares Corporate Compliance Risk Assessments
• Evaluates new Banking Laws and Regulations
• Maps Banking Laws/Regulations/Rules applicable to the Branch.
• Supervises Quality Assurance Controls to Banking Laws/Rules and Regulations
• Responsible for Developing and Maintaining Risk Assessment Methodologies across all programs.
• Maintain and Perform Country Risk Assessments
• Supervise compliance with the Economic and Trade Administered by BIS and Sanction Programs administered by OFAC.
• Chair and apprise the Branch’s Compliance Committee of significant changes in all regulatory developments including AML policies, programs, issues, and concerns.
• Drafting of minutes of compliance Committee meetings.
• Analysis and Preparation of the Risk-Assessment Reports (BSA.AML, OFAC, and Identity Theft).
• Implement an ongoing training program for Branch staff on BSA/AML and other regulatory issues.
• Managing compliance with NYDFS Rule 504 testing and validation requirements.
• Review audit reports (internal & external) of compliance and AML program. Prepare answers and propose corrective measures.
• Oversee investigations opened for potentially suspicious activities and approve any SAR filings.
• Ensure day-to-day AML and other responsibilities of employees are performed in compliance with all applicable US and New York State laws and regulations
• Review and process subpoenas received.
• Maintain professional relationships with Regulators and other industry practitioners in order to stay apprised of developments related to applicable regulations including AML and OFAC.
• EDD review process of High-Risk Customers including video/call conference.
• FATCA:
  Update policies and procedures. Coordinate with other areas the filing of applicable forms.
• May delegate any of the above duties if required.