Vice President Compliance - Regulatory Change Management

A leading global financial services and wholesale banking firm is seeking a Compliance Regulatory Change Lead to support its U.S. Wholesale business. This role sits within the core compliance function and is responsible for managing the lifecycle of regulatory change, ensuring new or amended laws, rules, and regulations are identified, assessed, and implemented effectively across the organization.

• Monitor, identify, and communicate new or changing regulations or laws.
• Assess regulatory changes for business impact and support materiality determinations with compliance and business stakeholders
• Maintain and update the firm’s regulatory inventory, ensuring accurate mapping of requirements to applicable business areas
• Lead recurring regulatory change forums and support tracking, reporting, and documentation related to change implementation

• Experience in regulatory compliance within wholesale banking, capital markets, or broker-dealer environments
• Strong knowledge of U.S. securities regulations and the regulatory landscape (e.g., SEC, FINRA, CFTC)
• Background in regulatory change management, rule interpretation, or compliance program governance
• Strong analytical, organizational, and stakeholder communication skills, with the ability to manage multiple priorities