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Control Room & Trade Surveillance Specialist
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-05
Listing for:
MJ Boyd Consulting
Full Time
position Listed on 2026-02-05
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A consulting firm in New York is looking for a Compliance Officer to assist in the implementation of an effective compliance program related to insider trading. The role involves maintaining information barriers, conducting surveillance of personal trading activities, and managing compliance training. Candidates should have a Bachelor’s degree and good understanding of compliance regulations. Familiarity with Excel and G Suite tools is preferred, alongside any relevant FINRA licenses.
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